Our Firm

M.M. Dillon & Co. believes that growth enterprises including public companies, privately owned businesses and entrepreneurs in the middle market require personalized, high-quality investment banking expertise. Most of the large Wall Street firms, including the bulge-bracket investment banks, depend on large clients and transactions to support high-cost infrastructures and cannot afford to invest the time and skilled professionals required to service the middle market. Middle-market boutique advisory firms, on the other hand, often lack the investment banking experience and the execution professionals required to guide their clients through complex situations and transactions - precisely the time when their clients need them most.

Our strategy is to fill this gap with a truly full service investment bank. We assist middle-market growth clients in all situations, whether they need advice in completing a merger or acquisition transaction or assistance raising financing on attractive terms. Our team was formed eight years ago by a group of senior Wall Street executives to complement the existing sales, trading and research business of CRT Capital Group from which we were spun from two years ago. M.M. Dillon & Co. investment bankers uniquely have the independence combined with execution of our new distribution arm Caris & Company to complete any corporate transaction.

The Caris & Company link is www.cariscompany.com and is accessed also via the link in the banner above. The press release in the News tab and further history is also included in the history tab. The common theme of the two organizations is “World Class Research meets World Class Banking, Growth Companies the Beneficiaries”. Our delivery of this unique combination of independent advice with independent research is seamless to the corporate clients. After commitment to a public transaction the two firms become one, "Caris Dillon", in executing for our clients.